Watts Capital Partners, LLC is an SEC-registered investment adviser and Watts Capital, LLC is a FINRA-member broker dealer, both located in the State of New York (together the “Watts ”). Watts and its representatives are in compliance with the current notice filing requirements imposed upon registered investment advisers and broker dealers by those states in which Watts maintains clients. Watts may only transact business in those states in which it is notice filed or qualifies for an exemption or exclusion from notice filing requirements.
Watts Capital's website is limited to the dissemination of general information regarding its investment advisory services and investment banking services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of Watts’s web site on the Internet should not be construed by any consumer and/or prospective client as solicitation to effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation over the Internet.
Furthermore, the information resulting from the use of tools or other information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Watts. Any subsequent, direct communication by Watts with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Watts, please contact FINRA or the United States Securities and Exchange Commission.
A copy of Watts Capital’s current written disclosure statement discussing Watts Capital Partners’ business operations, services, and fees is available from Watts upon written request. Watts does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Watts’s web site or incorporated herein and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
ACCESS TO THIS WEBSITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEB SITE OR ANY THIRD PARTY WEB SITE LINKED TO THIS WEBSITE.